Editor's note: On May 7, 2014, Don Knuth delivered that year's Kailath Lecturea at Stanford University to a packed auditorium. In it he decried the absence of technical content from the histories of computer science being written, and he made an impassioned plea for historians of computer science to get back on track, as the historians of mathematics have always been.
Both the videob and, now, the verbatim transcriptc of that talk are online. In the January 2015 issue of Communications,d historian Thomas Haigh analyzed and responded to the talk, concluding that "work of the particular kind preferred by Knuth will flourish only if his colleagues in computer science are willing to produce, reward, or commission it."
This Viewpoint, which we thank Communications Senior Editor Moshe Vardi for suggesting, is a condensed and highly edited transcript of the original talk that has provoked so much discussion.
GIVING THIS TALK might be the greatest mistake in my life, because I'm going to talk about controversial things. I generally go out of my way to avoid argument whenever possible. But I feel so strongly about this that I just have to vent and say it.
Although there is "history" in the title, I'm not going to tell you about the history of computer science. Instead, I'm going to talk about historians of computer science—about historiography. This is meta-history. I'm going to try to explain why I love to read works on history, and why I'm profoundly disturbed by recent trends in what I've been reading.
Why do I, as a scientist, get so much out of reading the history of science? Let me count the ways:
I am grateful in particular to historians of mathematics. They make original source materials accessible through reprints, and through their translations of both language and notation. They scout out previously unpublished papers, letters, meeting minutes, and official records, and then link them together into a narrative. What I don't like is analysis of trends alone; I like to see the source materials up front.
So there is mostly good news from the historians of mathematics. The bad news comes from the historians of computer science.
What did it for me was an article by Martin Campbell-Kelly, a leading historian of computer science whose work I had admired. But his 2007 article on "The History of the History of Software"e was a shock.
The centerpiece of the article was a table that classified selected works on software from 1967 to 2004 into four categories: technology; industry; applications; and institutional/social/political. At the beginning most published works are about the technology, but by the end they are mostly in the other categories. The author's description of the change is that "over time, software history has evolved from narrow technical studies, through supply-side and economic studies, to broad studies of applications."
He thinks that is good! On the contrary, it is extremely shallow and completely non-technical. I broke down and started to cry. I finished reading it only with great difficulty because tears had made my glasses wet. I immediately dashed off a letter to Martin.f
"I must confess that by the time I got to the last three or four pages, I was so upset that I could barely see straight. I had to force myself to read slowly, not believing you had succumbed so far to the alarming-to-me trends and fads of the moment about how history 'ought to be' written.
"Do you not see any blind spots in your outlook when your Table 1 shows 68% class T [technology] articles in the first 20 years, and 0% class T in the last five years ... and then you say 'The table shows how the subject matter has broadened'! The subject matter has not broadened; it has totally shifted. All we get nowadays is dumbed-down. Thank goodness historians of mathematics have not entirely abandoned writing articles that contain formulas or explain scientific ideas.
"I am sure that business histories are as difficult to write as technical histories, and they are no doubt also as valuable to businessmen as technical histories are valuable to technicians. But you seem to be celebrating the fact that nobody writes technical CS history at all anymore!
"When you speak of 'obvious holes', you are thinking of obvious holes in business history ... the video game industry, for example. But how about the people who write video games: They invent marvelous breakthroughs in techniques about how to render scenes and pack data and do things in parallel and coordinate thousands of online users. The lack of anything even close to describing these techniques and how they were discovered and under what constraints seems to me a much more obvious hole; yet you show no inclination to admit its existence much less to suggest plugging it."
Martin wasn't always that way. He describes in the article how, for his Ph.D. dissertation under Brian Randell at Newcastle University, he "managed to locate most of the system programs developed for the first three operational British computers—the Cambridge EDSAC, the Manchester Mark I, the National Physical Lab Pilot ACE. Studying these programs and their texts was utterly absorbing." Absolutely! He could see why it was beautiful. He was doing the kind of history that I came to admire him for.
Then by 1976 he was starting to think about the broader picture. He didn't see how it was "concrete" the way subroutine linkage was achieved on the EDSAC, or how you got an index register in the hardware of a machine. He offers a "biographical mea culpa" and says, "what they (we) wrote looks constrained, excessively technical, and lacking in breadth of vision." He's apologizing for what I always had admired!
Back to my letter:
"During the past 20 years, histories and expositions of mathematics for general readers have gotten dramatically better, while the analogous histories and expositions of computer science have gone downhill. With your Table 1 you could have generated a wakeup call. But instead you seem to be a pied piper for continuing the dismal trends. You have clearly lost faith in the notion that computer science is actually scientific (as well as being related to economics and defense etc.). Yet I still cling to that old-fashioned belief ... indeed, if computer science were no longer a rich science with deep ideas, I could finish The Art of Computer Programming in no time, but it appears that I still have 20 years of work ahead!"
Well, that was 5 years ago,g and I have 25 years of work ahead.
"You kindly state that it was OK and even fine for narrow-minded people like me to attempt to write history even though we have no training as historians, since there is a shortage of historians. Fair enough. But now you are encouraging professional historians to address only the masses of readers [...] and to ignore the 2% of the population who will spend their lives actually writing software. This you say is holistic and integrative. I view it as lightweight, mildly interesting; a chance to be witty and win some arguments so that another witty historian can challenge you and publish more lightweight stuff. Fine for employment of historians, but pretty much a waste of time for a reader who wants to know how to do hard science. The few papers I've written that have a historical component were among the most difficult I have ever done, and I greatly admire the historians who do it properly."
I met Martin a few months later at a history meeting in England. We talked for several hours, but neither of us could get the other to agree. He keeps insisting that he wants his students to write no more books and papers of type T. Going back to my list of all the reasons why I love history, he's saying that numbers one, two, three, and four aren't important; only numbers five and six are of value.
I soon found out that historians of science have been debating this among themselves for a long time. They don't call it "type T" versus something else; they talk about "internal history" versus "external history." For them, internal history is written by and for people who are knowledgeable about some discipline, and the external histories are written for the masses. Internal histories, those of type T, have basically come into disrepute—except, I'm glad to say, with respect to mathematics.
I am grateful in particular to historians of mathematics. They make original source materials accessible through reprints, and through their translations of both language and notation.
How has mathematics managed to escape this so far? I suppose it's because historians of math have always faced the fact that they won't be able to please everybody. Historians of other sciences have the delusion that any ordinary person can understand it, or at least they pretend so.
There was one thing that Martin Campbell-Kelly and I definitely agreed on: that it would really be desirable if there were hundreds of papers on history written by computer scientists about computer science. Specialists like me are not writing the kind of papers that would fill the historical gaps. Martin says at least he wants professional historians to have some data from misguided people—like we who do the technical stuff—that they can clean up later.
He muses about why is it that there are almost no history papers being written now by computer scientists, and he says that it is probably peer pressure—that papers on history don't get any academic points. In Britain they had the notorious "Research Assessment Exercise," which was used to decide on salaries and promotions. History papers probably got no points in that assessment, and so nobody writes them. In America I don't see support for such papers either. I think it's something that computer scientists ought to do anyway, even though it's hard to write these historical papers, and hard to get exposure for them.
I want to end on a high note, with a tantalizing wish list about what we could do. The best way to write history is to combine breadth and depth. Not just the broad ideas from which you understand the context, but also to zoom in on a few places and provide specific examples with detailed analyses. Here are some of the many papers waiting to be written:
And so on. There are many wonderful algorithms and source codes whose histories are completely untouched. If we technicians can study and explain them in depth, then historians will at least have material to which they can later add the breadth.
a. See https://stanford.io/3qYDCce
b. See https://bit.ly/3oTsKtY
c. See https://stanford.io/2Wg2v4J
d. "The Tears of Donald Knuth," Thomas Haigh, Commun. ACM 58, 1 (Jan. 2015), 40–44; https://bit.ly/382aAQ7
e. "The History of the History of Software," Martin Campbell-Kelly, IEEE Annals of the History of Computing 29, 4 (Oct.-Dec. 2007); 40–51; https://bit.ly/3oMC0jN
f. Campbell-Kelly replied in "Knuth and the Spectrum of History," IEEE Annals of the History of Computing 36, 3 (July-Sept. 2014); https://bit.ly/3ninEXP
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Donald Knuth rightly points out the unsatisfactory role of today's history of technology. I deal with this problem in detail in chapter 17 of my new book Milestones in Analog and Digital Computing (https://www.springer.com/de/book/9783030409739, pages 823-837).
The chapter Technological, Economic, Social, and Cultural History illustrates the role and the transformation of technological and scientific history. The history of science and technology is now mostly presented within the scope of the humanities, frequently with emphasis on the economic and social aspects and consequently not able to satisfy a number of requirements. Although technology and science greatly influence our lives, very few academic chairs and courses of study are concerned with their history. In spite of this, deeper specialized scientific and technical knowledge is decisive for museums and other collections, especially for preserving the cultural heritage. For some time, there has been a renewed revival of interest in material history. (abstract of chapter 17, translated by John McMinn).
Bruderer H. (2020) Technological, Economic, Social, and Cultural History. In: Milestones in Analog and Digital Computing. Springer, Cham. https://doi.org/10.1007/978-3-030-40974-6_17
An example of my research: In the university archives we found the Zuse Z4 original contracts be-tween Konrad Zuse and the ETH Zurich (published in Chapter 24 of my book: Documents Rele-vant to the Z4 and Ermeth) and we recently discovered the long lost Z4 user manual (Discovery: User Manual of the Oldest Surviving Computer in the World | blog@CACM | Communications of the ACM) and the almost unknown Russian translation of Heinz Rutishausers leading book on the building of computing machines (Tracking Down a Seminal Work on Computer Construction in Russian | blog@CACM | Communications of the ACM). From 1950 to 1955 the Z4 Zuse relay computer was used at ETH Zurich for more than 50 tasks. There is a detailed list in my book Kon-rad Zuse und die Schweiz (http://www.degruyter.com/view/product/224272). Unfortunately, it was not yet possible to find the software programs for this until today.
A big problem with the history of technology is the lack of appreciation. Moreover, it is not easy to find a suitable publisher. So I could not find a sponsor for the English translation.
January 30, 2021
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